Financial Regulation Policy

Financial Regulation Policy

Read the article “Who Regulates Whom and How?

”  and answer the following prompts in your initial post:

 

  1. Identify three policy problems in banking and securities markets, and discuss measures to address these problems.
  2. Discuss the main advantages/disadvantages of financial regulations.
  3. What is the significance of the SEC and the FCM for the financial market?
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